10 Articles
10 Articles
The suspect presented himself as a financial adviser and offered personalized assistance to people with no experience in the market. The amount of fraud is estimated to be close to $330,000.
ASIC Bans Financial Adviser Over $14.8M Crypto Scam Fraud
Key Takeaways: Glenda Maree Rogan has been banned from the financial services industry for ten years due to misconduct involving cryptocurrency fraud. ASIC determined she engaged in deceptive conduct, misrepresenting risky crypto investments as secure, fixed-income products. Over $14.8 million from clients, family, and friends was misused and funneled into unlicensed crypto platforms. The ten-year ban has been imposed on Glenda Maree Rogan, pre…
ASIC Bans Financial Adviser Glenda Rogan for 10 Years Over Misconduct – Digital News & Investigative Reports
Regulator cites breach of client trust and failure to meet compliance standards Regulatory Crackdown Results in Industry Ban SYDNEY, Australia – June 13, 2025 — The Australian Securities and Investments Commission (ASIC) has imposed a 10-year ban on former financial adviser Glenda Rogan, barring her from providing or promoting financial services. The decision follows a thorough investigation into her conduct, which revealed multiple breaches of …
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