U.S. SEC Chief Atkins Said Bond with Sister Agency CFTC to Include Joint Meetings, Exams

U.S. SEC chief Atkins said bond with sister agency CFTC to include joint meetings, exams

The SEC chairman made clear that formal new ties between the U.S. markets regulators will run so deep as to include combined meetings with firms pitching products.

SEC Chair Pushes SEC-CFTC Regulatory Harmonization - Invest In Crypto News

U.S. regulators are moving to align oversight of securities and derivatives markets as SEC Chairman Paul Atkins pushes a coordinated framework with the CFTC designed to reduce duplicate compliance, unify supervision, and streamline how firms operate across both regimes. SEC and CFTC Move Toward Unified Market Oversight Framework Regulatory coordination between U.S. market overseers is […] Source link The post SEC Chair Pushes SEC-CFTC Regulatory…

SEC Chair Pushes SEC-CFTC Regulatory Harmonization

U.S. regulators are moving to align oversight of securities and derivatives markets as SEC Chairman Paul Atkins pushes a coordinated framework with the CFTC designed to reduce duplicate compliance, unify supervision, and streamline how firms operate across both regimes. SEC and CFTC Move Toward Unified Market Oversight Framework Regulatory coordination between U.S. market overseers is […]

SEC Chair Calls for ‘Coordinated Oversight‘ Between US Financial Agencies

According to Paul Atkins, the ”most effective response is a coordinated one” between the SEC and CFTC on enforcement for projects falling between both agencies’ regulatory purviews.

Fostering Regulatory Harmony Between the SEC and CFTC

Paul S. Atkins, Chairman FIA Global Cleared Markets Conference Boca Raton, Fla. March 10, 2026 Good afternoon, ladies and gentlemen. It is a pleasure to join you here at Boca 2026—a gathering that represents both the depth of the derivatives industry and the dynamism of the ideas and infrastructure that undergird modern risk transfer. The derivatives markets represented in this room are among the most sophisticated in the world. When these marke…

CFTC’s Selig offers prediction markets a deal they might hate to accept

CFTC Chairman Michael Selig is trying to drag prediction markets and crypto out of the legal grey zone by scrapping a de facto ban and replacing it with a derivatives‑style rulebook the agency, not the states, will control. CFTC Chairman…