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August Leader: Who Would Want to Be a Regulator, Eh?

Summary by Money Marketing
Regulation. A word that strikes fear into the hearts of financial advisers across the country and gives Money Marketing readers reason to bash the Financial Conduct Authority. As a regulator, the FCA is no stranger to scrutiny or criticism, of course.
DisclaimerThis story is only covered by news sources that have yet to be evaluated by the independent media monitoring agencies we use to assess the quality and reliability of news outlets on our platform. Learn more here.

3 Articles

investment-international.cominvestment-international.com

H2O deputy CEO banned from industry and fined £1m for deceiving FCA

Alba 'fell short of basic standards' The post H2O deputy CEO banned from industry and fined £1m for deceiving FCA appeared first on Investment International.

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Money MarketingMoney Marketing

August Leader: Who would want to be a regulator, eh?

Regulation. A word that strikes fear into the hearts of financial advisers across the country and gives Money Marketing readers reason to bash the Financial Conduct Authority. As a regulator, the FCA is no stranger to scrutiny or criticism, of course.

Read Full Article
citywire.comcitywire.com

UK regulator fines H2O ex-deputy CEO €1.15m over fake minutes

The Financial Conduct Authority said Jean-Noel Alba 'lacked integrity' in providing false documents to the regulator.

Read Full Article
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citywire.com broke the news in on Monday, July 28, 2025.
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