FCA Bans Burdett and Goodchild, Highlighting Investment Misconduct

Burdett and Goodchild bans and fines upheld - Asset Servicing Times

The Financial Conduct Authority previously barred Burdett and Goodchild from working in financial services for recklessly exposing pension holders to unsuitable investment

FCA Bans Burdett and Goodchild, Highlighting Investment Misconduct

The recent regulatory actions against Stephen Joseph Burdett and James Paul Goodchild by the Financial Conduct Authority (FCA) have sent shockwaves through the financial services industry, highlighting the critical importance of due diligence and ethical conduct in managing client investments. The FCA’s decision to ban both individuals from working in regulated financial services… Source

Tribunal upholds FCA ban and fine against fund manager and adviser

The Upper Tribunal has upheld the FCA's decisions to ban Stephen Joseph Burdett and James Paul Goodchild from working in financial services. Burdett and Goodchild previously held senior roles at Synergy Wealth Limited (Synergy) and Westbury Private Clients LLP (Westbury), respectively. The FCA banned the pair from working in regulated financial services for recklessly exposing pension holders to unsuitable investments. The tribunal also agreed t…

Tribunal upholds FCA bans and fines for 'reckless' pension management

The Upper Tribunal has upheld the FCA decisions to ban Stephen Burdett and James Goodchild from working in financial services.