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SIFMA Presses for Overhaul of Consolidated Audit Trail
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SIFMA Presses for Overhaul of Consolidated Audit Trail
In a recent episode of The SIFMA Podcast, SIFMA President and CEO Kenneth E. Bentsen, Jr. sat down with Joe Corcoran, SIFMA Managing Director and Associate General Counsel, to discuss the Consolidated Audit Trail (CAT) and the urgent need for reform. Since its inception by the SEC in 2012, CAT has evolved into one of the most ambitious market surveillance tools ever attempted. Yet, 13 years later, questions surrounding data privacy, funding, gov…
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