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SEC No-Action Letter on Bail-In Securities
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SEC No-Action Letter on Bail-In Securities
On July 8, 2026, the staff (the “Staff”) of the Division of Corporation Finance (the “Division”) of the Securities and Exchange Commission (the “SEC”) issued a no-action letter (the “No-Action Letter”) in response to an incoming letter submitted on behalf of UBS Group AG (the “Incoming Letter”), addressing the application of the U.S. Securities Act of 1933 (as amended, the “Securities Act”) to the exchange or conversion of certain debt securitie…
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