Private Ayes: SEC Votes Yes on Proposals to Expand Retail Access
The package would let advisers charge performance fees tied to gains and could make CFP, CFA and CPA holders accredited investors.
10 Articles
10 Articles
SEC Proposes Amendments That Address Retailization and Modernize Regulated Funds
On September 30, 2026, the Securities and Exchange Commission (the “SEC”) proposed amendments intended to provide additional flexibility for regulated funds and their investment advisers. The proposals address performance-based compensation, interval fund repurchase requirements and multiple share classes for registered closed-end funds and business development companies (“BDCs”). The SEC also separately requested comment on potential...
The SEC approved proposals to open up more avenues for access to private markets and allow certain advisors to charge up to 20% performance fees. The momentum comes as private credit funds face rescue requests that rekindle doubts about the liquidity available to retail investors.
SEC opens door further to retail private credit push
The US financial regulator has set out a raft of proposals to widen retail investors’ access to alternative assets, handing a further boost to private credit as the industry pushes into the retail market. The Securities and Exchange Commission (SEC) voted this week to propose a series of rule amendments. These include “modernising” the interval […]
SEC approves package that expands access of investors natural person to private markets in the USA and allows performance rate up to 20%
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