Over 1,000 advisers join Simplybiz event to tackle FCA’s S165 information request

Vicky Pearce: Can your systems meet the FCA's latest demands?

Let’s be clear: we are now operating in a data-driven regulatory environment and the recent information request from the Financial Conduct Authority (FCA) has reinforced the point. The mandatory Section 165 notice was issued to most wealth and advice firms. For many of them, attempting… The post Vicky Pearce: Can your systems meet the FCA’s latest demands? appeared first on Money Marketing.

Over 1,000 advisers join Simplybiz event to tackle FCA’s S165 information request

More than 1,000 advisers attended Simplybiz’s latest ‘Compliance Clinic’ event, focused on completing the Financial Conduct Authority’s (FCA’s) mandatory S165 information request. Led by policy director, Sandy McGregor, and head of compliance services, James Chapman, the hour-long session offered practical insight into how to approach the request and how advisers can use the process to gain a deeper understanding of their own businesses.  A repr…