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Key takeaways for listed companies from disciplinary action against bank’s former CEO and CFO
Summary by Financial Services: Regulation Tomorrow
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Key takeaways for listed companies from disciplinary action against bank’s former CEO and CFO
The recent publication of the Upper Tribunal’s decision that the former CEO and CFO of Metro Bank were knowingly concerned in a breach of the Listing Rules by the bank provides a number of takeaways for listed companies and directors. A summary of these is set out below but for more detail on the decision please see our Notice in a Nutshell. Creating and updating market expectations: Where a company chooses to announce information in circumstan…
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