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FINRA Forward in Enforcement

Summary by finra.org
FINRA Forward in Enforcement DixonR Fri, 07/25/2025 - 07:58 By Robert Cook, President and CEO, FINRA To best serve our mission of protecting investors, safeguarding market integrity, and supporting vibrant capital markets, FINRA must regularly review and improve its regulatory policies and programs to make them more effective and efficient. This commitment to continuous improvement drives our FINRA Forward initiative, which we launched earlier t…
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FINRA Forward in Enforcement

FINRA Forward in Enforcement DixonR Fri, 07/25/2025 - 07:58 By Robert Cook, President and CEO, FINRA To best serve our mission of protecting investors, safeguarding market integrity, and supporting vibrant capital markets, FINRA must regularly review and improve its regulatory policies and programs to make them more effective and efficient. This commitment to continuous improvement drives our FINRA Forward initiative, which we launched earlier t…

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finra.org broke the news in on Friday, July 25, 2025.
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