FCA Upper Tribunal: Ban Upheld on Three Individuals

FCA Upper Tribunal: Ban Upheld on Three Individuals

Here’s the latest from the FCA; The Upper Tribunal has upheld the FCA’s decision to ban Diego Urra, Jorge Lopez Gonzalez and Poojan Sheth from working in financial services.   Mr Urra, Mr Lopez and Mr Sheth have also been fined [...] The post FCA Upper Tribunal: Ban Upheld on Three Individuals appeared first on .