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CFTC Staff Issues Broad No-Action Relief for Passive Software Providers
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CFTC Staff Issues Broad No-Action Relief for Passive Software Providers
The no-action relief confirms that PSPs facilitating access to CFTC-regulated derivatives trading need not register as introducing brokers, provided they satisfy certain conditions. By Yvette D. Valdez, Douglas K. Yatter, Adam Bruce Fovent, Mia Stefanou, and Deric Behar Key Points: On September 17, 2026, the Commodity Futures Trading Commission (CFTC or Commission) Market Participants Division...
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