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ASIC cancels licence of Ricard Securities
Summary by FX News Group
2 Articles
2 Articles
ASIC Cancels Ricard Securities’ AFS Licence
Australia’s corporate regulator has cancelled the Australian Financial Services (AFS) licence of Ricard Securities Pty Ltd, effective 28 October 2025, after the firm failed to pay industry levies and meet key financial reporting obligations. The Australian Securities and Investments Commission (ASIC) said Ricard had not paid its levies for the Compensation Scheme of Last Resort and had failed to lodge statutory audits and financial reports. Unde…
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