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2022076787401 Tradestation Securities Inc. CRD 39473 AWC lp.pdf
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2022076787401 Tradestation Securities Inc. CRD 39473 AWC lp.pdf
From July to September 2022, TradeStation Securities distributed retail communications concerning crypto assets or crypto asset-related services which failed to clearly disclose that crypto assets were not offered through a registered broker-dealer or which did not provide a fair and balanced presentation of the benefits and risks of the products discussed. Therefore, Tradestation Securities violated FINRA Rules 2210(d) and 2010 and is censured …
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